Plain-English California reference

How must a broker handle money from other people?

This page explains BPC § 10145: Broker-controlled trust funds.

Last checked Jul 23, 2026Current through Jul 23, 2026Effective from Jan 1, 2019Article version 1.0
Short answer

A broker must protect money received for someone else. The broker must place it with the owner, in a neutral escrow, or in a proper trust account. The broker may pay it out only under written instructions from the person who gave the money.

What to know

Key points

  • The money does not belong to the broker.

  • A trust account must meet state rules.

  • Written instructions control when money may be paid out.

  • Good records must show where the money went.

What this can look like

A buyer gives a broker a deposit. The broker cannot place that money in the broker’s business account. It must go to one of the places allowed by law.